The U.S. Securities and Exchange Commission (SEC) has issued a rule proposal (the Proposal) that would significantly expand the definition of "exchange" under Rule 3b-16 of the Securities Exchange Act ...

The SEC on Friday voted to reopen the comment period on a proposal that would expand the definition of "exchange" under Rule 3b-16 of the Securities Exchange Act of 1934. The proposal, unveiled in ...

The Securities and Exchange Commission says the Chicago-based exchange company misunderstood the statute that governs its ...

May 11, 2022 - In the movie, "Free Guy," Ryan Reynolds plays Blue Shirt Guy, a lovable, free-spirited, non-player character ("NPC") in an open-world video game who decides to become one of the actual ...

The amended definition could provide a new means for the SEC to regulate crypto platforms. We previously published a blog post on the set of proposed amendments (Proposal) issued on January 26, 2022, ...

The United States Securities and Exchange Commission will continue to pursue changes to the definition of “exchange” and alternative trading systems, Chair Gary Gensler told attendees of the US ...

SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on the proposed amendments to the Exchange Act. The Proposal seeks to amend Regulation ATS and Rule 3b-16 under the ...

The United States Securities and Exchange Commission (SEC) extended the comments period for its proposal to amend Rule 3b-16 of the Securities Exchange Act of 1934, which ended June 13. The Blockchain ...

Marshall Hargrave is a stock analyst and writer with 10+ years of experience covering stocks and markets, as well as analyzing and valuing companies. Somer G. Anderson is CPA, doctor of accounting, ...